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Regulation NMS
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#	Item
501	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]February 6, 2013 Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Ru Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-02-07 13:52:13 United States Securities and Exchange Commission Chicago Stock Exchange United States Securities Exchange Act Regulation NMS U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Chicago Board Options Exchange NYSE Euronext Economy of the United States Self-regulatory organizations United States securities law
502	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-08-21 14:06:13 Investment Finance Stock market 73rd United States Congress United States securities law Regulation NMS NASDAQ Securities Exchange Act Options Clearing Corporation Financial economics Financial markets United States Securities and Exchange Commission
503	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]August 1, 2012 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-08-02 09:49:55 Securities Exchange Act Regulation NMS U.S. Securities and Exchange Commission Securities and Exchange Commission Government Economy of the United States Financial regulation United States Securities and Exchange Commission United States securities law Direct Edge
504	SR-CHX[removed]Page 57 of 69 Exhibit 5 Additions are underlined; deleted text is [in brackets] RULES OF CHICAGO STOCK EXCHANGE, INC. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-04-08 11:25:20 Investment Stock market Finance United States securities law 73rd United States Congress Chicago Stock Exchange Order Regulation NMS Uptick rule Financial markets Financial economics United States Securities and Exchange Commission
505	Microsoft Word[removed]DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-08-24 19:04:50 Financial economics United States securities law 73rd United States Congress Consolidated Tape Association National market system plan Securities Exchange Act Financial system Finance Regulation NMS Financial markets United States Securities and Exchange Commission Self-regulatory organizations
506	January 31,2014 VIA EMAIL AND COURIER Ms. Elizabeth M. Murphy Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-03 10:41:57 Auctioneering Corporate crime U.S. Securities and Exchange Commission Regulation NMS Request for proposal Financial Industry Regulatory Authority Fifth Amendment to the United States Constitution National market system plan Business Financial markets Self-regulatory organizations
507	Order Approving a Proposed Rule Change Relating to the Expansion of the Order Audit Trail System to All NMS Stocks Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-15 10:30:34 Self-regulatory organizations Financial Industry Regulatory Authority Financial regulation Business NYSE Euronext Securities Exchange Act U.S. Securities and Exchange Commission Regulation NMS NASDAQ United States securities law Economy of the United States United States Securities and Exchange Commission
508	Order Approving a Proposed Rule Change to Amend BYX Rule 11.9, entitled "Orders and Modifiers" and BYX Rule 11.13, entitled "Order Execution" Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-28 09:37:47 Stock market Investment Finance Regulation NMS Order Mathematical finance Alternative Trading Systems Algorithmic trading Securities Exchange Act Financial markets United States Securities and Exchange Commission Financial economics
509	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSX[removed]April 4, 2013 Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-04-05 10:24:04 73rd United States Congress Financial economics Financial regulation Regulation NMS Investment Securities Exchange Act Order U.S. Securities and Exchange Commission Securities and Exchange Commission United States Securities and Exchange Commission United States securities law Stock market
510	of 54 EXHIBIT 5 New rule text is underscored Deletions [bracketed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-09 13:06:26 Finance Order Regulation NMS Market maker Algorithmic trading Securities Exchange Act Electronic trading New York Stock Exchange Consolidated Tape Association Financial markets Financial economics Investment

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